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AI Regulatory Compliance Document Processing Agent

Regulatory compliance document processing tool for manufacturing: automate SOP/control mapping, obligations extraction, and audit-ready evidence
Overview
Custom solution
Workflow

Automating Regulatory Compliance Document Processing with AI

Automate your entire regulatory compliance document processing workflow—from obligation extraction and SOP mapping to audit-ready evidence collection.
001
Obligation Extraction and Structuring

The agent uses NLP to identify requirements, conditions, thresholds, and deadlines from regulatory text—building a structured obligation register with full citation lineage.

002
Requirements-to-Controls Mapping

Automated semantic matching links extracted obligations to your existing control library, SOPs, and work instructions, maintaining a living traceability matrix that highlights gaps requiring remediation.

003
Audit-Ready Evidence Collection

The system harvests timestamped artifacts from connected business systems—batch records, calibration certificates, training completions—and compiles them into defensible audit binders with full provenance.

How Cassidy automates regulatory compliance using AI

Step 1: Ingest regulatory documents

The Workflow triggers when new regulations, standards, or guidance documents are added—whether from FDA, ISO, EU MDR, or internal uploads. Cassidy normalizes the content and tags it with jurisdiction, applicability, and version metadata.

Step 2: Extract and structure obligations

Cassidy's Knowledge Base and AI Agents parse the regulatory text to identify specific obligations, conditions, timelines, and citations. Each requirement is added to a centralized obligation register with owner assignments and due dates.

Step 3: Map to controls and SOPs

The Workflow matches extracted obligations against your existing control library and SOPs using semantic similarity. Cassidy flags gaps where no control exists and surfaces conflicts or overlaps requiring SME review.

Step 4: Generate gap analysis and remediation tasks

Cassidy produces a prioritized gap report with risk scoring and automatically creates change control tasks in your connected QMS or project management system, assigning owners and deadlines.

Step 5: Draft SOP updates

For identified gaps, Cassidy generates redlined SOP language aligned to specific regulatory clauses—ready for SME review, approval workflows, and version-controlled document management.

Step 6: Harvest and link evidence

Cassidy integrates with your ERP, MES, LIMS, and QMS to pull timestamped evidence artifacts. Each piece of evidence is linked to specific controls and time periods, maintaining ALCOA+ data integrity.

Step 7: Compile audit-ready binders

On demand or on schedule, Cassidy assembles complete audit packages—traceability matrices, control narratives, validation documentation, and linked evidence—with full provenance and approval history.

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Our implementation experts work hands-on with your team to make sure you see real value - fast. From setup to optimization, we’re here to help every step of the way.

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